Photos: Compliance Summit North Asia

More than 200 compliance and legal professionals from across the region gathered at the Ritz-Carlton in Hong Kong on November 17 to discuss the latest trends in regulation.

The latest key issues in regulation were on the agenda as FinanceAsia hosted the 5th Compliance Summit North Asia on November 17.

More than 200 industry professionals with a focus on regulator issues gathered in the ballroom of the Ritz-Carlton in West Kowloon to head from lawyers, regulators and law enforcers on a wide range of issues.

One of the key speakers was a man very much in the spotlight - Thomas Atkinson, executive director of enforcement at the Securities and Futures Commission in Hong Kong. He issued a stern warning to investment banks that they could find themselves under scrutiny over IPO sponsorships....

¬ Haymarket Media Limited. All rights reserved.

FinanceAsia has updated its subscription model.

Registered readers now have the opportunity to read 5 articles from our award-winning website for free.

To obtain unlimited access to our award-winning exclusive news and analysis, we offer subscription packages, including single user, team subscription (2-5 users), or office-wide licences.

To help you and your colleagues access our proprietary content, please contact us at subscriptions@financeasia.com, or +(852) 2122 5222

Article limit is reached.

Hello! You have used up all of your free articles on FinanceAsia.

To obtain unlimited access to our award-winning exclusive news and analysis, we offer subscription packages, including single user, team subscription (2-5 users), or office-wide licences. To help you and your colleagues access our proprietary content, please contact us at subscriptions@financeasia.com, or +(852) 2122 5222